Securities America Financial Professionals – Technology

Securities America's Integrated e*Office Technology Tools range from amazingly practical to practically amazing! Securities America's e*Office technology helps you do business better, cheaper and faster! Just one click and you'll gain greater efficiency where it counts – with your clients! Your click-and-go online workstation, e*Office Advantage, can help you grow at a faster pace while still delivering an outstanding client experience. Take your business to new levels of success and productivity with your e*Office!

Solutions for a paperless office include our WORM compliant image storage system, an online document retrieval system, a quarterly document distribution service, an online scanned image transmittal system and a permanent document storage solution. Every piece of business received via mail, fax or scanned transmittal is stored electronically, available online, backed-up daily and archived at an offsite bunkered location. Because the images are stored in our permanent storage system they are considered original books and records. Thus, paper versions of any image existing on the system are no longer necessary and can be destroyed.

SAI Vault is a tool that allows advisors to view online or download your documents stored in our permanent storage system.

With Securities America's Document Distribution Service advisors can subscribe to receive a periodic digital copy of the entire set of images scanned for your office on CD, DVD, USB Flash Drive or imported into our distributed Desktop Vault solution.

The Transmit Paperwork Wizard allows financial advisors to electronically submit new accounts, transactions or other types of business by uploading images or using scan-to-web technology.

Securities America's Document Storage Service provides financial professionals with permanent storage of any documents they don't want to keep in paper format. Submit the documents via the Document Transmittal System and view or download them via the Document Viewer.

• Complete new account paperwork
• Get quotes, place trades, check positions and transactions
• View and print brokerage statements or 1099s
• Access cost basis and view account documents
• Request checks or status of brokerage account transfers
• Monitor non-brokerage new business approvals
• Manage office tasks and client appointments
• Check on the status of commissions or fees
• Communicate securely with the home office
• Perform asset allocations
• Create fee-based proposals and generate financial plans
• Create on-demand performance reports
• Review aggregated client assets
• Update client account information
• Merge client and prospect lists with Microsoft Word
• Generate a variety of portfolio reports
• Create custom reports to meet your needs

Just to name a few of the many integrated capabilities!

Securities America's industry-leading technology can help you streamline your office workflow and effectively manage your clients with a whole new level of capabilities.

Securities America, Inc. is a member of FINRA/SIPC. Securities America Advisors, Inc. is an SEC Registered Investment Advisor.